Senior Compliance Specialist

Small business owners and physicians make up a large share of the client list. TG Lending is hiring a Senior Compliance Specialist for our San Jose location. Reports to the Chief Compliance Officer. Remote, with occasional travel to San Jose (a few times a year).

• Advise managers on regulatory questions in day-to-day operations
• Maintain the compliance risk assessment
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Track regulatory changes and assess their effect on products and processes
• Coordinate regulatory exams and audit requests, and follow findings to closure

QUALIFICATIONS

• 6+ years of compliance, audit or risk experience in banking or financial services
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Sound judgment and the confidence to escalate

Salary: $130,000 to $157,000 per year

We offer medical, dental and vision insurance, 401(k) with a 100% match up to 5% and paid holidays.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at TG Lending.