Senior Compliance Specialist

Overview:

The previous person in this role moved to another team. Reports to the Chief Compliance Officer. Remote position. Most of the team is in Virginia Beach, but nobody is required to come in. Flexible schedule. We have one team call a day, usually in the morning. Please make sure you have a quiet place to work and a solid internet connection.

Job duties:

Train employees on annual compliance topics and new rules. Vet new products, marketing materials and disclosures before launch. Advise managers on regulatory questions in day-to-day operations. Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.

You'll need:

5+ years of compliance, audit or risk experience in banking or financial services. Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators). Strong writing for policies, findings and board reports. Working knowledge of BSA/AML, OFAC and consumer lending regulations. Bachelor's degree in business, finance or a related field. Comfortable training groups and presenting to committees.

Preferred qualifications:

Fair lending (HMDA, CRA) experience.

Perks and benefits:

Health, dental and vision coverage starting on day one. 401(k) with 4% match. Paid sick leave. Home office stipend. Annual bonus. Professional development budget. Paid time off.

A bit about us:

Kowalski Asset Management is a fee-only advisory practice with two advisors, a paraplanner and an office manager. Dress is business casual, and suits come out for client meetings.

We read every application and reply within about a week.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Kowalski Asset Management.