Senior Compliance Specialist

Regulators examine us regularly, and risk, audit and compliance make up a large part of the staff. Operations centers in Los Angeles and two other cities handle deposits, card services and loan servicing.

ROLE OVERVIEW:

We're looking for a Senior Compliance Specialist to join our team. This is a remote role. We want someone thorough who documents everything and is comfortable telling a business line no. This role prepares for regulatory exams and works directly with examiners. Remote, open to candidates across the US. Monday to Friday, regular working hours, flexible start and finish. A quiet workspace and good internet are required.

ESSENTIAL DUTIES AND RESPONSIBILITIES:

• Review suspicious activity alerts and prepare SAR filings within deadlines
• Write and update compliance policies and procedures
• Maintain the compliance risk assessment
• Investigate customer complaints that raise compliance issues
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Test branch and lending processes against policy and regulation
• Perform enhanced due diligence reviews on higher-risk accounts
• Track regulatory changes and assess their effect on products and processes

WHAT YOU NEED:

• 6+ years of compliance, audit or risk experience in banking or financial services
• Organized, with a careful approach to documentation
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Comfortable training groups and presenting to committees

PREFERRED:

• Law degree
• CAMS or CRCM certification
• Fair lending (HMDA, CRA) experience
• Experience with fintech partnerships

Rate: $116,000 - $138,000 a year

WHY WORK WITH US:

• Medical, dental and vision insurance
• 401(k) with a 100% match up to 5%
• Paid holidays
• Paid time off
• $1,000 home office setup budget

EOE. We participate in E-Verify.

Applicants must be authorized to work in the U.S.

Please include a short note on why this role interests you.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Front Range State Bank Inc..