Senior Compliance Specialist - BSA/AML

The Senior Compliance Specialist - BSA/AML monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. You can work from home anywhere in the US. We have no office requirement. Standard office hours, Monday to Friday, with flexibility around them.

Day to day:

• Track regulatory changes and assess their effect on products and processes.
• Report compliance metrics to the compliance committee and board.
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
• Perform enhanced due diligence reviews on higher-risk accounts.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Investigate customer complaints that raise compliance issues.
• Vet new products, marketing materials and disclosures before launch.

Qualifications:

• Strong writing for policies, findings and board reports.
• Comfortable training groups and presenting to committees.
• Bachelor's degree in business, finance or a related field.

Why work with us:

The salary range for this role is $53.00 to $65.00 per hour. This range reflects base salary only.

• Referral program.
• Home office stipend.

Who we are:

Clients pay a flat annual fee, and the firm takes no commissions. Mortgage brokers in Indiana send us loans to underwrite, close and fund. Licensing exams (SIE, Series 7, Series 66) are paid for, with study time during work hours.

Interview process: a phone call, a meeting with the hiring manager, and a final conversation with the team.

This position requires a background check.

Duration: 6 months. Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Southside Wealth Management LLC.