Senior Compliance Specialist

Job summary

We're looking for a Senior Compliance Specialist to join our team. This is a remote role. Reports to the Chief Compliance Officer. Remote position. Most of the team is in Albuquerque, but nobody is required to come in. You can set your own hours around a daily morning check-in. Please make sure you have a quiet place to work and a solid internet connection.

Duties

• Coordinate regulatory exams and audit requests, and follow findings to closure
• Review suspicious activity alerts and prepare SAR filings within deadlines
• Track regulatory changes and assess their effect on products and processes
• Test branch and lending processes against policy and regulation
• Advise managers on regulatory questions in day-to-day operations
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Write and update compliance policies and procedures
• Investigate customer complaints that raise compliance issues

About you

• 6+ years of compliance, audit or risk experience in banking or financial services
• Comfortable training groups and presenting to committees
• Strong writing for policies, findings and board reports
• Sound judgment and the confidence to escalate
• Organized, with a careful approach to documentation
• Familiar with AML monitoring systems such as Verafin or Abrigo

Bonus points

• Prior work as a bank examiner
• Law degree
• Excel or SQL for transaction analysis

What we offer

The salary range for this role is $112,000-$131,000 annually. This range reflects base salary only.

• Health, dental and vision coverage starting on day one
• 401(k) with 4% match
• 11 paid holidays
• Cell phone reimbursement
• Flexible schedule
• Life insurance

The company

Our claims organization handles more than 400,000 claims a year, including catastrophe response after hurricanes and hail. Commercial lines, personal lines and specialty programs are run as separate business units. Hail season means long days for field adjusters.

We are an equal opportunity employer and value diversity. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

Applicants must be authorized to work in the U.S.

We read every application and reply within about a week.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at AG Insurance Group, Inc..