Head of Compliance

Headquartered in Omaha, the company runs operations centres in Nebraska and two other locations. Our lending business funds equipment, vehicles and working capital for small and mid-sized companies across the US. We started in 1984 and have grown to about 8,600 people. Compliance reviews outgoing client email, so expect to write carefully.

Overview

Kim Asset Management needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. We want someone thorough who documents everything and is comfortable telling a business line no. The company is based in Omaha, the US. We are a distributed team spread across a few time zones. This is a full-time remote role. We use an employer of record in South Africa, so you get a proper employment contract, not a freelance agreement. You will need at least 4 hours of overlap with US Central time.

In this role you will

• Vet new products, marketing materials and disclosures before launch
• Advise managers on regulatory questions in day-to-day operations
• Maintain the compliance risk assessment
• Test branch and lending processes against policy and regulation
• Track regulatory changes and assess their effect on products and processes
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Report compliance metrics to the compliance committee and board

Qualifications

• 12+ years of compliance, audit or risk experience in banking or financial services
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Strong writing for policies, findings and board reports
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Comfortable training groups and presenting to committees

Preferred

• Experience with fintech partnerships
• Prior work as a bank examiner
• Fair lending (HMDA, CRA) experience

Why work with us

• Company laptop
• Annual team retreat
• 24 days paid time off
• Public holidays observed per your country

Candidates must be eligible to work in South Africa.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Kim Asset Management.