Director of Compliance

Job summary:

GKN Lending needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. Remote within the US. The team meets in Houston once a quarter, travel covered. Weekday working hours, with room to shift your day when needed. We use Slack, Notion and Google Meet. Cameras on for team calls.

Responsibilities:

• Report compliance metrics to the compliance committee and board
• Maintain the compliance risk assessment
• Train employees on annual compliance topics and new rules
• Write and update compliance policies and procedures
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Review suspicious activity alerts and prepare SAR filings within deadlines

Qualifications:

• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Bachelor's degree in business, finance or a related field
• Organized, with a careful approach to documentation
• Strong writing for policies, findings and board reports
• Comfortable training groups and presenting to committees

Pluses:

• Prior work as a bank examiner
• Experience with fintech partnerships

Why work with us:

Salary: $163,000-$205,000/year

• Medical, dental and vision insurance
• 401(k) with company match
• 12 weeks of paid parental leave
• Gym membership reimbursement
• Three weeks of PTO to start
• Employee discount
• Flexible spending account

About the company:

Our lending business funds equipment, vehicles and working capital for small and mid-sized companies across the US. Headquartered in Houston, the company runs operations centers in Texas and two other locations. Founded in 2011, we now have 340 employees. Compliance reviews outgoing client email, so expect to write carefully.

GKN Lending is an Equal Opportunity Employer, including disability and protected veteran status.

Applications are reviewed as they come in.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at GKN Lending Inc..