Compliance Specialist

Planning is done in RightCapital and portfolios are managed in Orion.

We're looking for a Compliance Specialist to join our team. This is a remote role. We want someone thorough who documents everything and is comfortable telling a business line no. This role is fully remote within the US. We keep meetings to a minimum and work mostly async. We use Slack, Notion and Google Meet. Cameras on for team calls.

In this role you will

• Train employees on annual compliance topics and new rules.
• Track regulatory changes and assess their effect on products and processes.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Maintain the compliance risk assessment.
• Write and update compliance policies and procedures.

Required qualifications

• 3+ years of compliance, audit or risk experience in banking or financial services.
• Familiar with AML monitoring systems such as Verafin or Abrigo.
• Sound judgment and the confidence to escalate.

Nice to have

• CAMS or CRCM certification.
• Fair lending (HMDA, CRA) experience.
• Prior work as a bank examiner.

Pay and benefits

• Health, dental and vision coverage starting on day one.
• 401(k) with a 100% match up to 5%.
• Paid holidays.
• Home office stipend.
• Flexible schedule.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Willowwater Wealth Management LLC.