Compliance Specialist

Institutional clients include pension funds, endowments and insurance companies. Regulatory oversight is constant, and the compliance department is one of the largest in the company.

This role opened up because a team member is relocating. Thistleworth needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. This position is on site in Port St. Lucie.

Responsibilities:

• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Advise managers on regulatory questions in day-to-day operations
• Review suspicious activity alerts and prepare SAR filings within deadlines
• Coordinate regulatory exams and audit requests, and follow findings to closure

Requirements:

• 3+ years of compliance, audit or risk experience in banking or financial services
• Sound judgment and the confidence to escalate
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Organized, with a careful approach to documentation

Bonus points:

• Excel or SQL for transaction analysis
• Experience with fintech partnerships
• Prior work as a bank examiner

What you get:

Expected salary range: $93,000 - $119,000 per year, plus bonus eligibility.

• Medical, dental and vision insurance
• 401(k) with company match
• Paid time off
• Vision insurance
• Referral program
• Life insurance
• Employee discount

Thistleworth provides equal employment opportunities to all employees and applicants.

If this sounds like a fit, apply with a resume. A cover letter is optional.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Thistleworth.