Compliance Specialist

Who we are:

Our lending business funds equipment, vehicles and working capital for small and mid-sized companies across the US. Headquartered in Lawton, the company runs operations centers in Oklahoma and two other locations.

This role prepares for regulatory exams and works directly with examiners. Rolling Hills Capital needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. This role is fully remote within the US. You need a reliable internet connection and somewhere quiet to work.

Job duties:

• Train employees on annual compliance topics and new rules
• Perform enhanced due diligence reviews on higher-risk accounts
• Investigate customer complaints that raise compliance issues
• Maintain the compliance risk assessment
• Report compliance metrics to the compliance committee and board
• Write and update compliance policies and procedures

Requirements:

• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Strong writing for policies, findings and board reports
• Organized, with a careful approach to documentation
• Comfortable training groups and presenting to committees

Preferred:

• Prior work as a bank examiner
• CAMS or CRCM certification
• Experience with fintech partnerships

Compensation and benefits:

Compensation: $99,000-$118,000 annually DOE.

• Health, dental and vision coverage starting on day one
• 401(k) with company match
• 12 weeks of paid parental leave

EOE. We participate in E-Verify.

Applicants must be authorized to work in the U.S.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Rolling Hills Capital.