Compliance Specialist, Regulatory

Founded in 2005 by an advisor who left a large brokerage to go independent. This is a new role. The team has doubled in size over the past year. Reports to the Chief Compliance Officer. Fully remote. You can work from anywhere in the US. Most of our work is async, and meetings are kept short. We ship you a laptop and accessories before your first day.

• Perform enhanced due diligence reviews on higher-risk accounts
• Review suspicious activity alerts and prepare SAR filings within deadlines
• Maintain the compliance risk assessment

What you'll need

• 3-5 years of compliance, audit or risk experience in banking or financial services
• Working knowledge of BSA/AML, OFAC and consumer lending regulations

Rate: $94,000 to $111,000 a year

We offer referral program, profit sharing and cell phone reimbursement.

We are unable to sponsor visas for this position.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at San Antonio Financial LLC.