Compliance Specialist, Regulatory

About us

Every account manager handles a full book, from quotes to renewals to claims questions. Family owned and operated since 2000.

The position

This role opened up after a team member moved internally. Reports to the Chief Compliance Officer. This role is fully remote within the US. Weekday working hours, with room to shift your day when needed.

In this role you will

• Investigate customer complaints that raise compliance issues.
• Maintain the compliance risk assessment.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Track regulatory changes and assess their effect on products and processes.
• Vet new products, marketing materials and disclosures before launch.
• Train employees on annual compliance topics and new rules.

What you'll need

• 3-5 years of compliance, audit or risk experience in banking or financial services.
• Comfortable training groups and presenting to committees.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.
• Strong writing for policies, findings and board reports.

Preferred qualifications

• Fair lending (HMDA, CRA) experience.

Compensation and benefits

Pay: $47.50 to $53.00 an hour

• Home office stipend.
• Flexible schedule.

Duration: 3 months. Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Lakewood Insurance.