Compliance Specialist

Since 1976, the firm has administered 401(k) and profit-sharing plans for employers in Wisconsin. We are adding a Compliance Specialist to our Risk and Compliance team. We want someone thorough who documents everything and is comfortable telling a business line no. This role is fully remote within the US. We keep meetings to a minimum and work mostly async.

The job includes: report compliance metrics to the compliance committee and board; test branch and lending processes against policy and regulation; coordinate regulatory exams and audit requests, and follow findings to closure.

Required qualifications

• 2+ years of compliance, audit or risk experience in banking or financial services
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Sound judgment and the confidence to escalate

Expected salary range: $90,000-$123,000 per year, plus bonus eligibility.

We offer medical, dental and vision insurance, 401(k) with a 100% match up to 5%, 11 paid holidays, flexible schedule, home office stipend, referral program and employee discount.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Mitchell Wealth Partners LLC.