Compliance Specialist

About the job

Buttonwood Financial manages assets for more than 200,000 clients through 120 offices.

Role overview

Our Nashville team is growing and we are hiring a Compliance Specialist. We want someone thorough who documents everything and is comfortable telling a business line no. Fully remote, but we prefer candidates within a few hours of Central time.

Job duties

Coordinate regulatory exams and audit requests, and follow findings to closure. Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID. Investigate customer complaints that raise compliance issues. Review suspicious activity alerts and prepare SAR filings within deadlines. Perform enhanced due diligence reviews on higher-risk accounts. Vet new products, marketing materials and disclosures before launch.

Qualifications

Bachelor's degree in business, finance or a related field. Comfortable training groups and presenting to committees. Sound judgment and the confidence to escalate. Strong writing for policies, findings and board reports.

Preferred qualifications

Prior work as a bank examiner. Experience with fintech partnerships.

Pay: $98,000 to $118,000 annually

Benefits

Health, dental and vision coverage starting on day one. 401(k) with a 100% match up to 5%. Paid sick leave. Professional development budget. Gym membership reimbursement. 401(k) with company match.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Buttonwood Financial Inc..