Compliance Specialist

About us

Mortgage brokers in North Carolina send us loans to underwrite, close and fund. We originate and service equipment loans for construction companies, farms and trucking fleets. Founded in 1969, we now have 100 employees.

Job summary

Reports to the Chief Compliance Officer. Burdock Planning Group needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. Fully remote. You can work from anywhere in the US. Flexible hours with a daily team call in the morning.

Day to day

• Investigate customer complaints that raise compliance issues
• Advise managers on regulatory questions in day-to-day operations
• Vet new products, marketing materials and disclosures before launch
• Train employees on annual compliance topics and new rules
• Test branch and lending processes against policy and regulation
• Perform enhanced due diligence reviews on higher-risk accounts
• Maintain the compliance risk assessment
• Report compliance metrics to the compliance committee and board

Requirements

• Familiar with AML monitoring systems such as Verafin or Abrigo
• Bachelor's degree in business, finance or a related field
• Organized, with a careful approach to documentation
• Comfortable training groups and presenting to committees

What you get

Pay range: $93,000-$121,000/year. Final offer will depend on experience.

• Health insurance
• 401(k) with a 100% match up to 5%
• 11 paid holidays
• Employee assistance program
• Flexible schedule
• Three weeks of PTO to start
• $1,000 home office setup budget

Burdock Planning Group is an Equal Opportunity Employer, including disability and protected veteran status.

We are unable to sponsor visas for this position.

Interview process: a phone call, a meeting with the hiring manager, and a final conversation with the team.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Burdock Planning Group LLC.