Compliance Specialist - BSA/AML

The trust department manages estates, retirement accounts and charitable trusts. Chartered in 2013, First Summit Bank has stayed independent through several rounds of mergers in the area. We started in 2013 and have grown to about 100 people.

We are creating this position because the workload has grown. This role prepares for regulatory exams and works directly with examiners. This role is remote. A quiet workspace and good internet are required.

IN THIS ROLE YOU WILL:

• Investigate customer complaints that raise compliance issues.
• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Perform enhanced due diligence reviews on higher-risk accounts.
• Advise managers on regulatory questions in day-to-day operations.
• Test branch and lending processes against policy and regulation.
• Report compliance metrics to the compliance committee and board.

REQUIREMENTS:

• 3+ years of compliance, audit or risk experience in banking or financial services.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Comfortable training groups and presenting to committees.
• Strong writing for policies, findings and board reports.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.

PLUSES:

• CAMS or CRCM certification.
• Excel or SQL for transaction analysis.

BENEFITS:

$97,000 - $113,000 per year

• Medical, dental and vision insurance.
• 401(k) with 4% match.
• 11 paid holidays.
• Life insurance.
• $1,000 home office setup budget.

First Summit Bank provides equal employment opportunities to all employees and applicants.

Applicants must be authorized to work in the U.S.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at First Summit Bank.