Compliance Assistant

Marino Consulenza is an independent wealth management firm advising families, business owners and retirees. Clients pay a flat annual fee, and the firm takes no commissions.

Marino Consulenza has an opening for a Compliance Assistant. This role prepares for regulatory exams and works directly with examiners. Remote position. Most of the team is in Palermo, but nobody is required to come in. We keep meetings to a minimum and work mostly async. You will write a lot of updates, so clear written English is important.

What you'll do

• Perform enhanced due diligence reviews on higher-risk accounts.
• Report compliance metrics to the compliance committee and board.
• Maintain the compliance risk assessment.
• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Coordinate regulatory exams and audit requests, and follow findings to closure.

Qualifications

• Comfortable training groups and presenting to committees.
• Strong writing for policies, findings and board reports.
• Bachelor's degree in business, finance or a related field.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Sound judgment and the confidence to escalate.

Pay and benefits

Compensation: €19,500 - €25,000 annually

• Private health insurance.
• Training budget.
• Flexible remuneration plan.
• Remote work allowance.
• Meal vouchers.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Marino Consulenza S.r.l..