Compliance Assistant

Headquartered in Omaha, the company runs operations centres in Nebraska and two other locations. Our lending business funds equipment, vehicles and working capital for small and mid-sized companies across the US. We started in 1984 and have grown to about 8,600 people. Compliance reviews outgoing client email, so expect to write carefully.

Job summary

We are backfilling a position after an internal move. Reports to the Chief Compliance Officer. The Compliance Assistant monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. Our headquarters is in Omaha, and about a third of the team works remotely from other countries. You will join as an independent contractor on a long-term agreement. Payment is monthly in USD. Core hours overlap with US Central time, 9:00 AM to 1:00 PM CT. We ship you a laptop and accessories before your first day.

Day to day

• Test branch and lending processes against policy and regulation.
• Train employees on annual compliance topics and new rules.
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Track regulatory changes and assess their effect on products and processes.

Minimum qualifications

• 1+ years of compliance, audit or risk experience in banking or financial services.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.
• Bachelor's degree in business, finance or a related field.

Rate: $790-$1,000 monthly

Why work with us

• Long-term engagement.
• Paid in USD.

Tell us your notice period and what salary you are looking for.

Duration: 6 months. Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Kim Asset Management.