Compliance Assistant

Institutional clients include pension funds, endowments and insurance companies. Most staff have been with the firm for more than eight years.

Job summary

The Compliance Assistant monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. This is a long-term contractor role, paid monthly in USD. Core hours are 9:00 AM to 1:00 PM US Eastern.

Essential duties and responsibilities

• Maintain the compliance risk assessment
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Train employees on annual compliance topics and new rules
• Investigate customer complaints that raise compliance issues
• Vet new products, marketing materials and disclosures before launch
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Track regulatory changes and assess their effect on products and processes

What you need

• 1+ years of compliance, audit or risk experience in banking or financial services
• Sound judgment and the confidence to escalate
• Organised, with a careful approach to documentation
• Comfortable training groups and presenting to committees
• Strong writing for policies, findings and board reports
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Bachelor's degree in business, finance or a related field

Nice to have

• Excel or SQL for transaction analysis
• Prior work as a bank examiner
• Experience with fintech partnerships

Benefits

• Company laptop
• Long-term engagement
• Paid time off
• Paid in USD

We may close the role early, so do not wait too long to apply.

Duration: 12 months. Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Hill Country Advisors.