Compliance Assistant

Company overview

Most deposits come from local households and businesses, and most loans stay in the communities we serve. Loan decisions are made locally, usually within a few days. We started in 1945 and have grown to about 70 people.

Job summary

This role opened up after a team member moved internally. We want someone thorough who documents everything and is comfortable telling a business line no. Remote within India. The team meets in Lucknow once a quarter, travel covered. Monday to Friday, regular working hours, flexible start and finish. A quiet workspace and good internet are required.

What you'll do

Perform enhanced due diligence reviews on higher-risk accounts. Track regulatory changes and assess their effect on products and processes. Train employees on annual compliance topics and new rules. Review suspicious activity alerts and prepare SAR filings within deadlines. Write and update compliance policies and procedures. Advise managers on regulatory questions in day-to-day operations. Report compliance metrics to the compliance committee and board. Test branch and lending processes against policy and regulation.

What we're looking for

1+ years of compliance, audit or risk experience in banking or financial services. Strong writing for policies, findings and board reports. Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators).

Perks and benefits

Health insurance for you and your family. Provident fund. Paid leave. Flexible hours.

We review applications as they come in.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Fallowshore National Bank LLP.