Compliance Assistant

Position summary:

The role is new and comes from growth in our client base. Reports to the Chief Compliance Officer. Remote, open to candidates across the UAE. Normal working hours, Monday to Friday.

Main duties:

Coordinate regulatory exams and audit requests, and follow findings to closure. Maintain the compliance risk assessment. Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID. Write and update compliance policies and procedures. Advise managers on regulatory questions in day-to-day operations. Review suspicious activity alerts and prepare SAR filings within deadlines.

Required qualifications:

1+ years of compliance, audit or risk experience in banking or financial services. Sound judgment and the confidence to escalate. Strong writing for policies, findings and board reports. Bachelor's degree in business, finance or a related field. Comfortable training groups and presenting to committees.

Pluses:

Prior work as a bank examiner.

Benefits:

Medical insurance. 30 days annual leave. Tax-free salary. Annual bonus.

About the company:

Ali Consultants is a fee-only advisory practice with two advisors, a paraplanner and an office manager.

Please mention your notice period and expected salary.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Ali Consultants LLC.