Compliance Analyst

About the company:

Advisors, operations, compliance and technology teams total roughly 7,000 people. Since 1955, the firm has grown through acquisitions of independent advisory practices.

We're looking for a Compliance Analyst to join our team. This is a remote role. We want someone thorough who documents everything and is comfortable telling a business line no. Employment is through our payroll partner in Bangladesh. Salary is paid monthly in taka. You will need at least 3 hours of overlap with US Pacific time.

Main duties:

• Report compliance metrics to the compliance committee and board
• Train employees on annual compliance topics and new rules
• Advise managers on regulatory questions in day-to-day operations
• Perform enhanced due diligence reviews on higher-risk accounts
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Review suspicious activity alerts and prepare SAR filings within deadlines
• Track regulatory changes and assess their effect on products and processes
• Test branch and lending processes against policy and regulation

What we're looking for:

• Organised, with a careful approach to documentation
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Sound judgment and the confidence to escalate

Why work with us:

• Monthly internet allowance
• Public holidays observed per your country
• Health insurance through our employer-of-record partner
• Two weeks of paid leave at year end
• Annual salary review
• Home office setup budget
• Annual learning budget

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Switchgrass.