Compliance Analyst

Clients drop by to pay premiums, ask about a claim or just say hello. Family owned and operated since 1972.

Looking for a Compliance Analyst who wants to stay somewhere for a while. We want someone thorough who documents everything and is comfortable telling a business line no. On site, Syracuse.

Main duties:

• Track regulatory changes and assess their effect on products and processes.
• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Investigate customer complaints that raise compliance issues.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Maintain the compliance risk assessment.
• Test branch and lending processes against policy and regulation.
• Train employees on annual compliance topics and new rules.

Skills and experience:

• 1+ years of compliance, audit or risk experience in banking or financial services.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.
• Strong writing for policies, findings and board reports.
• Sound judgment and the confidence to escalate.
• Familiar with AML monitoring systems such as Verafin or Abrigo.

Compensation and benefits:

Compensation: $29.50 to $32.00 per hour

• Free parking.

Duration: 6 months. Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Southwest Mutual Insurance.