Compliance Analyst

Regulatory oversight is constant, and the compliance department is one of the largest in the company. Ochrepoint manages assets for more than 200,000 clients through 120 offices. Dress is business casual, and suits come out for client meetings.

Position summary:

Ochrepoint needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. This role prepares for regulatory exams and works directly with examiners. Remote position. Most of the team is in Springfield, but nobody is required to come in. Normal working hours, Monday to Friday. We use Slack, Notion and Google Meet. Cameras on for team calls.

Duties:

• Perform enhanced due diligence reviews on higher-risk accounts
• Maintain the compliance risk assessment
• Write and update compliance policies and procedures
• Vet new products, marketing materials and disclosures before launch
• Report compliance metrics to the compliance committee and board
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Test branch and lending processes against policy and regulation

Minimum qualifications:

• 1+ years of compliance, audit or risk experience in banking or financial services
• Bachelor's degree in business, finance or a related field
• Organized, with a careful approach to documentation
• Comfortable training groups and presenting to committees
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Familiar with AML monitoring systems such as Verafin or Abrigo

Preferred:

• Experience with fintech partnerships
• Excel or SQL for transaction analysis
• Prior work as a bank examiner
• Fair lending (HMDA, CRA) experience

$85,000 to $109,000 a year

What we offer:

• Medical, dental and vision insurance
• 401(k) with company match
• Three weeks of PTO to start
• Employee discount
• Profit sharing

We are an equal opportunity employer. If you need an accommodation during the application process, let us know.

Applicants must be authorized to work in the U.S.

We are unable to sponsor visas for this position.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Ochrepoint.