Compliance Analyst

Company overview:

Since 1957, the firm has administered 401(k) and profit-sharing plans for employers in Kentucky. Most of the day-to-day work involves portfolio rebalancing, tax-loss harvesting and quarterly reviews. Still family owned, 69 years on.

About the role:

The Compliance Analyst monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. Remote, open to candidates across the US. Flexible hours with a daily team call in the morning.

Responsibilities:

• Vet new products, marketing materials and disclosures before launch.
• Maintain the compliance risk assessment.
• Advise managers on regulatory questions in day-to-day operations.
• Track regulatory changes and assess their effect on products and processes.
• Report compliance metrics to the compliance committee and board.

Who you are:

• 1+ years of compliance, audit or risk experience in banking or financial services.
• Familiar with AML monitoring systems such as Verafin or Abrigo.
• Organized, with a careful approach to documentation.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)

Desirable:

• Fair lending (HMDA, CRA) experience.
• Prior work as a bank examiner.
• CAMS or CRCM certification.

Why work with us:

Compensation: $65,000 - $87,000 per year DOE.

• Health insurance.
• 401(k) with a 100% match up to 5%.
• Paid time off.
• $1,000 home office setup budget.
• Health, dental and vision coverage starting on day one.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at MR Wealth Management.