Compliance Analyst

Company overview

Small businesses use our merchant services for card processing, POS terminals and next-day funding. Our advisors handle retirement planning, investment management and estate coordination for about 900 households.

The Compliance Analyst monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. We are headquartered in Phoenix and have been hiring remotely since 2020. Employment is through our payroll partner in India. Salary is paid monthly in Indian rupees. You will need at least 4 hours of overlap with US Central time. You need a reliable internet connection and somewhere quiet to work.

Essential duties and responsibilities

• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Track regulatory changes and assess their effect on products and processes.
• Write and update compliance policies and procedures.
• Advise managers on regulatory questions in day-to-day operations.
• Train employees on annual compliance topics and new rules.

Qualifications

• 1-2 years of compliance, audit or risk experience in banking or financial services.
• Strong writing for policies, findings and board reports.
• Bachelor's degree in business, finance or a related field.
• Sound judgment and the confidence to escalate.
• Organised, with a careful approach to documentation.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.

Compensation and benefits

• Two weeks of paid leave at year end.
• Paid parental leave.
• Company laptop.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Harris Wealth Partners.