Compliance Analyst

This role opened up after a team member moved internally. We want someone thorough who documents everything and is comfortable telling a business line no. This role prepares for regulatory exams and works directly with examiners. This role is fully remote within the US.

Day to day:

• Investigate customer complaints that raise compliance issues.
• Advise managers on regulatory questions in day-to-day operations.
• Test branch and lending processes against policy and regulation.
• Maintain the compliance risk assessment.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
• Report compliance metrics to the compliance committee and board.

You'll need:

• 1+ years of compliance, audit or risk experience in banking or financial services.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Strong writing for policies, findings and board reports.
• Familiar with AML monitoring systems such as Verafin or Abrigo.
• Comfortable training groups and presenting to committees.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.

Benefits:

The salary range for this role is $71,000 to $85,000 per year. This range reflects base salary only.

• Health insurance.
• 401(k) with company match.
• Paid sick leave.
• Employee discount.
• Gym membership reimbursement.

About FW Planning Group:

Since 2000, the firm has administered 401(k) and profit-sharing plans for employers in Pennsylvania. Mortgage brokers in Pennsylvania send us loans to underwrite, close and fund. Licensing exams (SIE, Series 7, Series 66) are paid for, with study time during work hours.

We are an equal opportunity employer. If you need an accommodation during the application process, let us know.

We read every application and reply within about a week.

Interview process: a phone call, a meeting with the hiring manager, and a final conversation with the team.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at FW Planning Group.