Compliance Analyst

A bit about us

Institutional clients include pension funds, endowments and insurance companies. Since 1984, the firm has grown through acquisitions of independent advisory practices.

Our Montreal team is growing and we are hiring a Compliance Analyst. Reports to the Chief Compliance Officer. This role prepares for regulatory exams and works directly with examiners. The work is on site and cannot be done remotely.

Duties

• Test branch and lending processes against policy and regulation.
• Track regulatory changes and assess their effect on products and processes.
• Train employees on annual compliance topics and new rules.
• Vet new products, marketing materials and disclosures before launch.
• Maintain the compliance risk assessment.
• Advise managers on regulatory questions in day-to-day operations.
• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Perform enhanced due diligence reviews on higher-risk accounts.

Required qualifications

• 0-2 years of compliance, audit or risk experience in banking or financial services.
• Sound judgment and the confidence to escalate.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.

Bonus points

• Experience with fintech partnerships.

What you get

Compensation: $62,000-$73,000 annually

• Health spending account.
• RRSP matching.
• Paid vacation.
• Professional development budget.
• Group RRSP with employer matching.
• Tuition reimbursement.
• Annual bonus.

We review applications on a rolling basis.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Canopyfield.