Senior Internal Auditor (External Audit)

The company

Frontier Asset Management is a fee-only advisory practice with two advisors, a paraplanner and an office manager. Most staff have been with the firm for more than eight years.

The role

Frontier Asset Management is a public company subject to SOX 404. A large share of the annual audit plan is SOX testing. You can work from home anywhere in the US. We have no office requirement. Normal working hours, Monday to Friday.

Duties

• Analyze transaction data in Excel or ACL to spot exceptions.
• Document process narratives, flowcharts and risk and control matrices.
• Interview process owners and gather supporting evidence.
• Coordinate with external auditors so they can rely on our testing.
• Follow up on management action plans until issues are closed.
• Review expense reports, purchasing card activity and vendor setups for fraud risk.
• Test IT general controls with the IT audit team (access, change management, backups)

Minimum qualifications

• 6+ years of internal or external audit experience.
• Working knowledge of SOX 404 and the COSO framework.
• Comfortable challenging managers respectfully.

Pluses

• Spanish for audits at Latin American sites.

Pay and benefits

Pay: $93,000 - $108,000 a year

• Annual bonus.
• Flexible schedule.
• Home office stipend.
• Employee assistance program.
• Profit sharing.

We are unable to sponsor visas for this position.

This position requires a background check.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Frontier Asset Management, LLC.