Internal Auditor (Operational Audit)

Advisors, operations, compliance and technology teams total roughly 560 people. Regulatory oversight is constant, and the compliance department is one of the largest in the company.

Overview

We're looking for an Internal Auditor (Operational Audit) to join our team. This is a remote role. Joining the Audit and Assurance team in Charlotte. Reports to the Internal Audit Manager. We want an auditor who asks good questions, documents cleanly and can talk to a plant manager without sounding like a checklist. This role is fully remote within the US. Standard office hours, Monday to Friday, with flexibility around them.

Main duties

• Test IT general controls with the IT audit team (access, change management, backups)
• Perform walkthroughs and test design and operating effectiveness of SOX controls
• Follow up on management action plans until issues are closed
• Maintain workpapers in AuditBoard or TeamMate
• Analyze transaction data in Excel or ACL to spot exceptions
• Present audit results to department leaders

What you need

• 2-4 years of internal or external audit experience
• Strong Excel skills; data analytics tools a plus
• Working knowledge of SOX 404 and the COSO framework
• Professional skepticism and good judgment
• Clear writer who can explain an issue in a few sentences

Preferred qualifications

• Spanish for audits at Latin American sites
• ACL, IDEA or Alteryx for data analytics

Salary: $85,000-$105,000 a year

Benefits

• Health savings account (HSA) with employer contribution
• 401(k) with a 100% match up to 5%
• 11 paid holidays
• Professional development budget
• Home office stipend
• Flexible spending account

Charlotte Planning Group provides equal employment opportunities to all employees and applicants.

Please include a short note on why this role interests you.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Charlotte Planning Group.